Committee

Committee

Members

Main Board

The Board is responsible for strategic and major operational issues affecting the Group. It reviews financial performance, regulatory compliance and monitors key performance indicators and will consider any matters of significance to the Group including corporate activity.


Sir David Rowe-Ham - Chairman
Jonathan Keeling - Chief Executive Officer
Trevor Norris - Group Finance Director & Company Secretary
Tony Bartlett - Non-Executive Director
Philip Dayer - Non-Executive Director
Grahame Whateley - Non-Executive Director

Remuneration Committee

The Committee has responsibility for determining remuneration of Executive Directors. This Committee also reviews bonus and equity arrangements for the Group's other senior employees and in addition has responsibility for supervising the Arden Partners Share Options Scheme and the grant of options under its terms.


Sir David Rowe-Ham - Chairman
Philip Dayer

Audit Committee

The Committee has responsibilities including the monitoring and review of the Group's internal control environment, financial risks (including market risk in relation to the Group's market making activities), financial statements, reports and announcements and ensuring the Company has a policy which allows any member of staff to raise, in confidence, any concern about possible impropriety in matters of financial reporting or other matters, and to ensure that suitable arrangements are in place for a proportionate independent investiation of such matters including any follow-up action required.


Philip Dayer - Chairman
Sir David Rowe-Ham

Operations Board

The day to day business is managed by the Chief Executive Officer in conjunction with the Heads of Department. The Board also serves as the Operational Risk Committee and is charged with monitoring the various risk expsoures including those which arise through trading and holding financial instruments. The Committee largely provides the resource for the vetting of prospective clients and proposed transactions.


Jonathan Keeling - Chairman
Trevor Norris - Group Finance Director
Steve Wassell - Operations Director
Stephen Cooper - Compliance Officer
Richard Day - Head of Corporate Finance
Jim Reed-Daunter - Head of Sales
David Larkam - Head of Research